-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O0ygIOGrjC7F/TYPXn3n8n5MPT7L3OBMRlhjIY7OZ12BVgN26hWHfKBo0PNcy93h LIBhZVWchEIPp1EH67lyqA== 0001144204-11-003107.txt : 20110120 0001144204-11-003107.hdr.sgml : 20110120 20110120155119 ACCESSION NUMBER: 0001144204-11-003107 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110120 DATE AS OF CHANGE: 20110120 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GlobalOptions Group, Inc. CENTRAL INDEX KEY: 0001294649 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 300342273 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80846 FILM NUMBER: 11538588 BUSINESS ADDRESS: STREET 1: 75 ROCKEFELLER PLAZA STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-445-6262 MAIL ADDRESS: STREET 1: 75 ROCKEFELLER PLAZA STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Creative Solutions With Art, Inc. DATE OF NAME CHANGE: 20040619 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Vicis Capital, LLC CENTRAL INDEX KEY: 0001341950 IRS NUMBER: 450538105 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: TOWER 56, SUITE 700, 126 E. 56TH STREET STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-909-4600 MAIL ADDRESS: STREET 1: TOWER 56, SUITE 700, 126 E. 56TH STREET STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G/A 1 v208591_sc13ga.htm Unassociated Document
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C.  20549
 
 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
 
GlobalOptions Group, Inc. 

(Name of Issuer)
 
Common Stock, $0.001 par value per share

 (Title of Class of Securities)
 
37946D209

  (CUSIP No.)
 
October 27, 2010

 (Date of Event Which Requires Filing of This Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
[ X ]          Rule 13d-1(b)
 
[    ]           Rule 13d-1(c)
 
[    ]           Rule 13d-1(d)
 
*           The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment contain­ing information which would alter the disclosure provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise sub­ject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 

 

CUSIP No.
37946D209
     
1)
Name of Reporting Persons.
Vicis Capital LLC
2)
Check the Appropriate Box if a Member of a Group (See Instructions)
 
 
(a) [ ]
 
 
(b) [ ]
 
3)
SEC Use Only
 
4)
Citizenship or Place of Organization
Delaware
 
Number of
Shares Bene-ficially
Owned by
Each Report-
ing Person
With
 
5)
Sole voting power
None
     
6)
Shared voting power
None
     
7)
Sole dispositive power
None
     
8)
Shared dispositive power
None
9)
Aggregate Amount Beneficially Owned by Each Reporting Person
None
10)
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
 
 
(See Instructions)   [ ]
 
11)
Percent of Class Represented by Amount in Row (9)
0.0%
12)
Type of reporting person.
IA


 
2

 
 
SCHEDULE 13G
VICIS CAPITAL LLC
GLOBALOPTIONS GROUP, INC.

Item 1(a)
Name of Issuer:
 
GlobalOptions Group, Inc.
 
Item 1(b)
Address of Issuer’s Principal Executive Offices:
 
75 Rockefeller Plaza
New York, New York 10019

Item 2(a)
Name of Person Filing:
 
Vicis Capital LLC
 
Item 2(b)
Address of Principal Business Office or, if none, Residence:
 
445 Park Avenue, Suite 1901
New York, NY 10022
 
Item 2(c)
Citizenship:
 
Vicis Capital LLC is a Delaware limited liability company
 
Item 2(d)
Title of Class of Securities:
 
Common Stock, $0.001 par value per share
 
Item 2(e)
CUSIP Number:
 
37946D209
 
 
3

 
 
Item 3. 
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
 
(a)
[ ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
 
 
(b)
[ ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
 
 
(c)
[ ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
 
 
(d)
[ ]
Investment company registered under section 8 of the Investment Company Act (15 U.S.C. 80a-8).
 
 
(e)
[X]
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).
 
 
(f)
[ ]
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
 
 
(g)
[ ]
A parent holding company or control plan, in accordance with §240.13d-1(b)(1)(ii)(G).  (Note:  See Item 7).
 
 
(h)
[ ]
A savings association as defined in section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
 
 
(i)
[ ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3)
 
 
(j)
[ ]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J).
 
 
(k)
[ ]
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
 
Item 4.
Ownership.
 
(a)           Amount Beneficially Owned:
 
 
Vicis Capital Master Fund owns no shares of the Issuer’s Common Stock.
 
(b)           Percent of Class:
 
 
0.0%.
 
(c)           Number of shares as to which such person has:
 
 
(i)
Sole power to vote or to direct the vote
 
None.
 
 
4

 
 
 
(ii)
Shared power to vote or to direct the vote
 
 
None.
 
 
 (iii)
Sole power to dispose or to direct the disposition of
 
None.
 
 
(iv)
Shared power to dispose or to direct the disposition of
 
 
None.
 
Item 5.
Ownership of Five Percent or Less of a Class.
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:  [X]
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
 
Not applicable.
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
 
Not applicable.
 
Item 8.
Identification and Classification of Members of the Group.
 
Not applicable.
 
Item 9.
Notice of Dissolution of Group.
 
Not applicable.
 
Item 10.
Certification.
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
5

 
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Date:  January 20, 2011.
 
 
 
VICIS CAPITAL LLC
 
/s/  Andrew Comito                                 
Compliance Officer*
   
   
* Executed pursuant to the authorization of the members of Vicis Capital LLC attached as Attachment A to the Schedule 13D/A previously filed with the SEC by Vicis Capital LLC with respect to the Amacore Group, Inc. on October 1, 2009.

 
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